FCA Statement On Super-Complaint From Which?
Which? today submitted a super-complaint to the Payment Systems Regulator (PSR) and the Financial Conduct Authority (FCA) calling on them to ensure banks better protect customers who are tricked into...
View Article23Sep/Macroprudential policy
This volume analyses, inter alia: the nature of interactions with other policies (notably monetary policy and microprudential regulation); how macroprudential policies can cope with external shocks and...
View ArticleWorld Federation Of Exchanges Publishes Cyber Resilience Principles
The World Federation of Exchanges (“WFE”), which represents more than 200 market infrastructure providers including exchanges and CCPs, today published a set of principles around cyber resilience,...
View ArticleHKEX: Exchange Reports On Its Review Of Listed Issuers' Corporate Governance...
The Stock Exchange of Hong Kong Limited (the Exchange), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEX), today (Friday) published the findings of its latest review of...
View ArticleSecurities Commission Malaysia: Investment Literacy A Lifelong Skill To...
The Securities Commission Malaysia (SC) is working closely with capital market institutions to equip Malaysian investors with the necessary investment literacy to achieve their financial goals.read...
View ArticleWD-40: Building a Culture of Learning Maniacs
Bill Taylor has written a terrific article for Harvard Business Review about what he learned from studying WD-40 and its CEO, Garry Ridge. Taylor explains that many managers at established firms...
View Article23Sep/The effects of a central bank's inflation forecasts on private sector...
How central banks can best communicate to the market is an increasingly important topic in the central banking literature. With ever greater frequency, central banks communicate to the market through...
View ArticleMalawi Stock Exchange Weekly Trading Report - 23 September, 2016
Click here to download Malawi Stock Exchange's weekly trading report for week ending 23 September, 2016.
View ArticleBats Welcomes TrimTabs As A New Issuer To The Bats ETF Marketplace - 19...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed TrimTabs as a new issuer to the Bats ETF Marketplace with the launch of a new fund.read...
View ArticleCanada Pension Plan Investment Board Lists US$2bn Note On The Irish Stock...
CPPIB Capital Inc., the capital markets financing subsidiary of Canada Pension Plan Investment Board, has listed a US$2bn fixed rate note on the Global Exchange Market (GEM) of the Irish Stock Exchange...
View ArticleCFTC Expands Interest Rate Swap Clearing Requirement
The U.S. Commodity Futures Trading Commission (Commission) today expanded the existing clearing requirement for interest rate swaps.
View ArticleStatement of Chairman Timothy Massad on Expanded Interest Rate Swap Clearing...
Statement of Chairman Timothy Massad on Expanded Interest Rate Swap Clearing Requirement Determination and Final Rulemaking
View ArticleBats Welcomes 13th ProShares Fund To The Bats ETF Marketplace - 19 Issuers,...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed its 13th ProShares product to the Bats ETF Marketplace.read more...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleBahamas International Securities Exchange Q2, 2016 Statistical Report
BISX is pleased to announce its BISX All-Share Index and trading statistics for the six month period ending June 30, 2016 with comparison to the same period of 2015.read more...
View ArticleSEC Charges UBS With Supervisory Failures In Sale of Complex Products To...
The Securities and Exchange Commission today announced that UBS Financial Services has agreed to pay more than $15 million to settle charges that it failed to adequately educate and train its sales...
View ArticleCFTC Expands Interest Rate Swap Clearing Requirement
The U.S. Commodity Futures Trading Commission (Commission) today expanded the existing clearing requirement for interest rate swaps. The Commission voted unanimously to approve an amendment to...
View ArticleSEC Files Insider Trading Charges Against Peruvian Traders Using Overseas...
The Securities and Exchange Commission today charged two lawyers and a brokerage firm manager in Peru with insider trading prior to the merger of two mining companies. The SEC alleges that Nino...
View ArticleStatement Of CFTC Chairman Timothy Massad On Expanded Interest Rate Swap...
Central clearing is one of the great innovations of the financial system. Indeed, increasing the use of central clearing for over-the-counter swaps is one of the most important goals of the 2009 G20...
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