ETFs/ETPs Listed In The United States Have Gathered 1.53 Billion US Dollars...
In February 2016, ETFs/ETPs listed in the United States gathered net inflows of US$1.53 Bn in February 2016, according to preliminary data from ETFGI’s February 2016 global ETF and ETP industry...
View ArticleICE Clear Credit Launches Asian Corporate Index And Sovereign CDS Clearing -...
Intercontinental Exchange (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, introduced credit default swap (CDS) clearing today for the...
View ArticleUK's Financial Conduct Authority: Phillip Boakes Sentenced For Failing To Pay...
Today, Phillip Boakes was sentenced to 730 days’ imprisonment for failing to satisfy the full value of a confiscation order made against him.read more...
View ArticleKinetix Secures Legal Approval For US/EU Regulatory Engine
Kinetix Trading Solutions, a Compliance and Trade Management solutions provider to capital markets firms, has secured legal approval for its Rules Engine for the EMIR and Dodd-Frank Act regulatory...
View ArticleNeurensic And Catelas Deliver Integrated Holistic Surveillance Offering
Catelas®, the leading provider of ‘eComms Surveillance’ solutions, and Neurensic, a funded startup with artificial intelligence-powered compliance tools, announced at SIFMA's Compliance & Legal...
View ArticleVolcker Rule CEO Attestation Delivery Method Announced
The Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission (CFTC) today announced that certain banking entities subject to Appendix B of Part 75 of the...
View ArticleFINRA Reports On Effective Practices For Digital Investment Advice
Financial services firms' offerings of digital investment advice need sound governance and supervision, including effective means of overseeing suitability of recommendations, conflicts of interest,...
View ArticleSEC: Municipal Advisor Charged For Failing To Disclose Conflict - Case Is...
The Securities and Exchange Commission today charged Kansas-based Central States Capital Markets, its CEO, and two employees for breaching their fiduciary duty by failing to disclose a conflict of...
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Is Value Coming Back?
Photo Credit: Paw Paw || The excitement of anticipating our friend’s arrival is overcoming our dignityread more...
View ArticleUK's Financial Conduct Authority: Former Equities Trader Pleads Guilty To...
Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading. He will be sentenced on 13 June 2016.read...
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TMX Group: The MiG Report February 2016
Please click here for the February 2016 MiG Report. The MiG Report Year to date February 2016: 26 issuers listed on TSX (15) and TSXV (11) 12 New Companies 4 New CPCs 10 New ETFs $4.5 billion in...
View ArticleLiquidnet Fixed Income Surpasses $1 Billion Traded - Milestone Achieved Five...
Liquidnet, the global institutional trading network, today announced that their Fixed Income dark pool has exceeded $1B of volume traded, after just five months. Designed to provide a seamless solution...
View ArticleSimCorp Survey Reveals Significant Struggles With Risk And Performance...
A recent survey released by SimCorp, a leading provider of investment management solutions and services for the global financial services industry, has revealed that portfolio managers are facing...
View ArticleSGX Electricity Market Report
FULL ELECTRICITY MARKET REPORT AVAILABLE HERE.read more...
View ArticleThe Nasdaq Stock Market® Lists NextShares, The First...
Nasdaq (Nasdaq:NDAQ), the single largest U.S. equity exchange by market share, announced during the month of February, the Eaton Vance listing of the first NextShares™ exchange-traded managed fund, and...
View ArticleSingapore Index Futures Impacted By April Dividend Schedule
The MSCI Singapore Index (SiMSCI) is designed to measure the performance of the large and mid-cap segments of the Singapore market. Its 28 constituents include 26 constituents of the Straits Times...
View ArticleMeg Whitman: Listening to Millennials
Forbes has a great interview with Meg Whitman this week. In it, she talks about listening carefully to millennials in her organization. Here's an excerpt: Whitman says âentitled is too strong a...
View ArticleCFTC Charges Two Binary Options Firms With Fraud, Illegal Off-Exchange...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal district court has unsealed a civil Complaint that the CFTC filed with the Northern District of Illinois on February...
View ArticleNYSE Completes Move To A New Regulatory Approach And Announces Key Leadership...
The New York Stock Exchange, a subsidiary of the Intercontinental Exchange (NYSE:ICE), a leading operator of global exchanges, today announced it has completed the transition of its regulatory...
View ArticleCBOE Receives Two Honors At EQDerivatives Global Equity And Volatility...
The Chicago Board Options Exchange® (CBOE®) announced it received two honors at the EQDerivatives Global Equity & Volatility Derivatives Awards last night in New York City -- “U.S. Exchange of the...
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