Keynote Address Of CFTC Commissioner J. Christopher Giancarlo Before The Cato...
Introductionread more...
View ArticleOpening Remarks At The 2nd NSE/LSEG Dual Listings Conference By Oscar N....
Excellences, Accomplished Business Leaders, Distinguished Delegates, Ladies and Gentlemen; Good morning and welcome.read more...
View ArticleSIFMA Releases White Paper Recommending Improvements To Disclosure In The...
SIFMA today released a white paper on SEC Rule 15c2-12 which offers the industry's current perspective on the existing framework for disclosure in the municipal securities market and suggests ways in...
View ArticleCloud9 Announces Closing Of Investment By J.P. Morgan, ICAP, And Barclays -...
Cloud9 Technologies LLC, a cloud-based voice trading communication provider for financial firms and institutional traders, announced today the closing of an initial investment round with J.P. Morgan,...
View ArticleCFTC Permanently Bans Brian Hinman From Trading And Registering With The CFTC...
The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Brian Hinman for aiding and abetting Kevin G. White’s Texas-based entities’, RFF GP, LLC and...
View ArticleOpening Remarks Of Mr. Oscar N. Onyema, OON, Chief Executive Officer, The...
It gives me great pleasure to welcome you all to the second Lagos and London Capital Markets in Partnership Conference. This event is particularly dear to me as it comes at an interesting and pivotal...
View ArticleEndace Unveils EndaceProbe Deep Storage Network Recorders For Security And...
Endace, a world leader in high-speed network monitoring and recording technology, today announced the availability of its updated EndaceProbe 9000 Series Network Recorders. The new 9000-XS Series...
View ArticleOffice Of The Comptroller Of The Currency Releases Its Risk Appetite Statement
The Office of the Comptroller of the Currency today released its Risk Appetite Statement, which sets boundaries of acceptable levels of risk in key areas of agency operations.read more...
View ArticleNYSE, NYSE Arca And NYSE MKT Short Interest Reports
NYSE today reported short interest as of the close of business on the settlement date of March 31, 2016.read more...
View ArticleCFTC Orders New York Resident Nathan Schleifer And Galileo Trading To Pay...
The U.S. Commodity Futures Trading Commission (CFTC) today settled charges againstNathan Schleifer of New York City, and his company, Galileo Trading, LLC (Galileo), for fraudulently soliciting...
View ArticleBroadSoft To Announce Q1 Fiscal Results On May 2, 2016
BroadSoft, Inc. (NASDAQ: BSFT) announced today that it will report financial results for the first quarter 2016 before market open on Monday, May 2, 2016. BroadSoft will hold a conference call on May...
View ArticleOffice Of Financial Research Update: "Is The Current Credit Structure...
The OFR posted remarks today by Director Richard Berner at the 25th Annual Hyman P. Minsky Conference on the State of the U.S. and World Economies on, "Is the Current Credit Structure Conducive to...
View ArticleSimCorp Partners With Nomura Bank (Luxembourg) S.A. And Signs Large...
SimCorp announces that it has signed a large additional license agreement with Nomura Bank (Luxembourg) S.A.read more...
View ArticlePDQ ATS Enhances Risk Surveillance Capabilities With Eventus Platform
Eventus Systems, Inc. (“Eventus”), a software provider focused on providing real-time holistic risk management capabilities to capital markets, has been selected by PDQ ATS, Inc. (“PDQ ATS”), an...
View ArticleUK Economic Secretary On The Future Of Financial Advice - Harriett Baldwin's...
Good morning – I’m very pleased indeed to be here today to discuss one of the most important priorities for the financial services sector: helping people make the right financial decisions at the key...
View ArticleEEX Acquires 100% Of Cleartrade Exchange
The European Energy Exchange (EEX), the leading energy exchange in Europe, part of Deutsche Börse Group, will acquire the remaining shares in the Singapore-based Cleartrade Exchange (CLTX) from Freight...
View ArticleDTCC Elects Three New Members To Its Board Of Directors At Annual...
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that three new members have been elected...
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