CFTC To Reopen Comment Period For Specific Elements Of Regulation Automated...
The U.S. Commodity Futures Trading Commission (CFTC) will reopen the comment period for specific elements of Regulation Automated Trading (Regulation AT). This is being done in conjunction with a CFTC...
View ArticleSEC: Forex Trader Misrepresented Track Record And Hid Massive Losses
The Securities and Exchange Commission today charged a New York City-based trader with defrauding investors out of millions of dollars by misrepresenting her investment track record, the profitability...
View ArticleFederal Reserve Board Announces Schedule For Results from Dodd-Frank Act...
The Federal Reserve Board on Thursday announced that results from the latest supervisory stress tests conducted as part of the Dodd-Frank Act will be released on Thursday, June 23, and the related...
View ArticleStatement From New York Attorney General Eric T. Schneiderman On Case Against...
Attorney General Eric T. Schneiderman issued the following statement today in connection with a State Court of Appeals decision in the case against Hank Greenberg, which will allow New York’s fraud...
View ArticleUS Department Of Justice: Two Former Deutsche Bank Employees Indicted On...
Two former Deutsche Bank AG (Deutsche Bank) traders—the bank’s supervisor of the Pool Trading Desk in New York and a derivatives trader in London—were indicted for their alleged roles in a scheme to...
View ArticleCFTC Staff To Hold Roundtable On Certain Elements Of Regulation AT
The Commodity Futures Trading Commission’s (CFTC or Commission) Division of Market Oversight announced today that staff will hold a public roundtable meeting, to discuss certain elements of the...
View ArticleSIFMAâs Bentsen Delivers Remarks At The SIFMA-TCH Prudential Regulation...
SIFMA president and CEO Kenneth E. Bentsen, Jr., today delivered introductory remarks on prudential regulation at an event co-hosted by SIFMA and The Clearing House in Washington, D.C. An excerpt is as...
View ArticleThe space of outcomes of semi-static trading strategies need not be closed....
Semi-static trading strategies make frequent appearances in mathematical finance, where dynamic trading in a liquid asset is combined with static buy-and-hold positions in options on that asset. We...
View ArticleOn American VIX options. (arXiv:1606.00530v1 [q-fin.PR])
In this paper, we extend the 3/2-model for VIX studied by Goard and Mazur (2013) and introduce generalized 3/2 and 1/2 classes for volatility. Under these models, we study the pricing of European and...
View ArticleNew Zealand's Financial Markets Authority: Investigation Into Morgan Cooper...
The Financial Markets Authority (FMA) is investigating a complaint received in relation to Morgan Cooper Limited (MCL) and a Mr Rodney McCall (aka Rodney Crichton) for potential contraventions of...
View ArticleASX Compliance Monthly Activity Report - May 2016
Attached is a copy of the ASX Compliance Monthly Activity Report for May 2016.
View ArticleDavid Martin Appointed Chair Of FIA Asia Regional Advisory Board
FIA announced that David Martin of J.P. Morgan has been appointed chairman of the Asia Regional Advisory Board for a two year term. He replaced Paul Davies, who stepped down after retiring from...
View ArticleASX Group Monthly Activity Report - May 2016
The value of ASX-listed stocks, as measured by the All Ordinaries Index, rose 2.5% in May 2016. This performance was comparable to some major markets including Japan up 3.4%, and Germany up 2.2%. The...
View ArticleNew Trading System For âHigh Frequency Mums And Dadsâ â...
Dion Global, the financial technology firm for capital markets, today launched TCPro for Australian retail investors.read more...
View ArticleEPEX SPOT: Day-Ahead And Intraday Trading Systems To Be Harmonised Across...
The systems used by EPEX SPOT for power spot trading will replace the APX trading system in the Netherlands and Belgium by the end of 2016. The current solution used by APX, EuroLight®, will be...
View ArticleWiener Borse Monthly Statistic For May 2016
The monthly statistic includes turnover data broken down by market segments and markets, as well as index values.read more...
View ArticleAre Islamic banks inherently more stable than conventional banks?
How did Islamic Banking come through one of the world's greatest financial crises so strongly? This paper examines whether Islamic banks are inherently more stable and resilient to crisis than...
View ArticleADM Investor Services International Selects Speakerbus For Multi-Asset Voice...
Speakerbus, the leading provider of innovative mission-critical voice collaboration solutions for financial institutions, today announced that ADM Investor Services International Ltd (ADMISI), a full...
View ArticleFSB Releases Guidance On Resolution Planning For Systemically Important Insurers
The Financial Stability Board (FSB) today released Developing Effective Resolution Strategies and Plans for Systemically Important Insurers (‘Guidance’), which provides guidance on developing effective...
View Article